Garret Quillen is a registered investment advisor, based in Newport, RI, with 4 years of industry experience.
Location
51 Long Wharf Mall, Newport, RI, 02840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Garret is dually registered as an Investment Advisor Representative and a Registered Representative, dedicating most of his time to Pallas Capital Advisors LLC. He also works as an independent insurance agent, providing insurance advice, and runs an auto detailing business, each taking a few hours per week, and works as a notary, taking minimal time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Pallas Capital Advisors, LLC
Previous Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.