TrueAdvisor
TrueAdvisor
AS
AS

Amy Carole Swearingen

Sage Advisory Services LTD CO
43 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningSocially Responsible Investing
Sage Advisory Services LTD CO
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
12,206 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$25.0B

Fee Structure

Minimum Investment:$75K
Financial Planning:Investment management only

Location

5900 Southwest Parkway, Building 1, Suite 100, Austin, TX, 78735-6202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sage Advisory Services LTD CO
February 2020 - Present · 6 yrs
Previous Registrations
Resolute Investment Distributors, INC.Broker
February 2018 - December 2019 · 1 yr 10 mos
American Beacon Advisors, INC.
April 2011 - December 2020 · 9 yrs 8 mos
Foreside Fund Services, LLCBroker
February 2011 - February 2018 · 7 yrs
Invesco Advisers, INC.
January 2010 - June 2010 · 5 mos
Invesco Aim Private Asset Management, INC.
July 2002 - January 2010 · 7 yrs 6 mos
Invesco Distributors, INC.Broker
October 1998 - June 2010 · 11 yrs 8 mos
Banc One Securities CorporationBroker
July 1996 - June 1998 · 1 yr 11 mos
First Interstate Investments,inc.Broker
September 1995 - July 1996 · 10 mos
Essex National Securities, INC.Broker
July 1994 - November 1995 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1981 - July 1994 · 13 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.