Dennis Russell Colavito

Pks Advisory Services, LLC

44 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Pks Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

45 advisors

Number of Clients

4,416 clients

Average Client Portfolio

$205K average

Assets Under Management

$905.4M

Fee Structure

Financial Planning:Included in AUM fee

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2001

Settled

Customer Dispute

September 1998

Settled

Customer Dispute

August 1997

Denied

Regulatory

August 1988

Final

Employment Separation After Allegations

November 1984

View Full SEC Report How to Read Disclosures

Other Business Activities

Dennis is a registered investment advisor representative at PKS Advisory. This activity is investment-related.

Employment History

Current Registrations

Pks Advisory Services, LLC

October 2006 - Present · 19 yrs 4 mos

Purshe Kaplan Sterling InvestmentsBroker

June 1997 - Present · 28 yrs 8 mos

Previous Registrations

Painewebber IncorporatedBroker

May 1994 - June 1997 · 3 yrs 1 mo

Dean Witter Reynolds INC.Broker

July 1988 - April 1994 · 5 yrs 9 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 1984 - May 1988 · 3 yrs 5 mos

Painewebber IncorporatedBroker

March 1982 - December 1984 · 2 yrs 9 mos

Marsan Securities CO., INC.Broker

March 1982 - April 1982 · 1 mo

Success Securities INC.Broker

November 1981 - November 1982 · 1 yr

Ross, Stebbins INC.Broker

June 1981 - October 1981 · 4 mos

State Registrations5 states

AZFLMANYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.