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Art John Dougan

3 Years of Experience
1 DisclosureBroker
Areas of Practice
Retirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
410,747 clients
Average Client Portfolio
$188K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2023
Other Business Activities

Art works full-time as a sales consultant for AssetMark Financial Holdings, Inc. He also co-owns Shiny's, LLC, an online retailer of collectibles, dedicating about 10-20% of his time to packaging orders, sourcing items, and researching prices.

Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
April 2025 - Present · 10 mos
Assetmark, INC.
April 2025 - Present · 10 mos
Previous Registrations
Transamerica Financial Advisors, LLC
December 2024 - April 2025 · 4 mos
Transamerica Financial Advisors, LLCBroker
December 2024 - April 2025 · 4 mos
TD Ameritrade, INC.Broker
January 2023 - September 2023 · 8 mos
Charles Schwab & CO., INC.
September 2021 - September 2023 · 2 yrs
Charles Schwab & CO., INC.Broker
September 2021 - September 2023 · 2 yrs
MML Investors Services, LLC
May 2021 - August 2021 · 3 mos
MML Investors Services, LLCBroker
March 2021 - August 2021 · 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.