Art John Dougan

Assetmark, INC.

3 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Retirement Planning

Assetmark, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

410,747 clients

Average Client Portfolio

$188K average

Assets Under Management

$77.4B

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

September 2023

View Full SEC Report How to Read Disclosures

Other Business Activities

Art works full-time as a sales consultant for AssetMark Financial Holdings, Inc. He also co-owns Shiny's, LLC, an online retailer of collectibles, dedicating about 10-20% of his time to packaging orders, sourcing items, and researching prices.