Aaron Litman

Northern Trust Securities, INC

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Northern Trust Securities, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

121 advisors

Number of Clients

2,283 clients

Average Client Portfolio

$559K average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$20K

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

1100 E Las Olas Blvd, Ft. Lauderdale, FL, 33301

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Securities, INC

August 2024 - Present · 1 yr 6 mos

Northern Trust Securities, INC.Broker

August 2024 - Present · 1 yr 6 mos

Previous Registrations

Ally Invest Advisors

March 2024 - July 2024 · 4 mos

Ally Invest Securities LLCBroker

March 2024 - July 2024 · 4 mos

Ameriprise Financial Services, LLC

October 2023 - January 2024 · 3 mos

Ameriprise Financial Services, LLCBroker

September 2023 - January 2024 · 4 mos

Emfo, LLC

June 2023 - July 2023 · 1 mo

Northern Trust Securities, INC.Broker

September 2022 - February 2023 · 5 mos

Tradestation Securities, INC.Broker

May 2022 - August 2022 · 3 mos

State Registrations47 states

AKALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.