DO
ChFC
DO
ChFC

David Ocasio

4 Years of Experience
3 DisclosuresSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,302,710 clients
Average Client Portfolio
$213.393 average
Assets Under Management
$278.0M

Fee Structure

Financial Planning:Investment management only
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Location

11726 Seven Gables Rd, Symmes Township, Cincinnati, OH, 45249

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History

Regulatory History (3)
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Financial
April 2018
Final
Criminal
November 1997
Final Disposition
Criminal
September 1996
Final Disposition
Other Business ActivitiesSells Insurance

David is a VP of Sales at Highland Capital Brokerage, focusing on insurance and annuity sales, dedicating about a quarter of his time. He also owns Ocasio Financial Services, dealing with FIAs, fixed annuities, and life insurance, taking about half of his time.

Employment History
Current Registrations
Horter Investment Management, LLC
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Patriot Advisory Group
April 2021 - November 2022 · 1 yr 7 mos
State Registrations1 state
VA
Advisor
Exams
No exam information available for this advisor.