David Ocasio

ChFC

Horter Investment Management, LLC

4 Years of Experience

3 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & Coaching

Horter Investment Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

1,302,710 clients

Average Client Portfolio

$213.393 average

Assets Under Management

$278.0M

Fee Structure

Financial Planning:Investment management only

Location

11726 Seven Gables Rd, Symmes Township, Cincinnati, OH, 45249

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History

Regulatory History (3)

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Financial

April 2018

Final

Criminal

November 1997

Final Disposition

Criminal

September 1996

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

David is a VP of Sales at Highland Capital Brokerage, focusing on insurance and annuity sales, dedicating about a quarter of his time. He also owns Ocasio Financial Services, dealing with FIAs, fixed annuities, and life insurance, taking about half of his time.

Employment History

Current Registrations

Horter Investment Management, LLC

December 2022 - Present · 3 yrs 2 mos

Previous Registrations

Patriot Advisory Group

April 2021 - November 2022 · 1 yr 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.