Barney Greengrass

Aegis Capital CORP.

44 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Aegis Capital CORP.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

94 advisors

Number of Clients

1,733 clients

Average Client Portfolio

$826K average

Assets Under Management

$1.4B

Fee Structure

Location

1345 Avenue of the Americas, 27th Floor, New York, NY, 10105

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

January 2023

Judgment / Lien

December 2018

Judgment / Lien

March 2018

Judgment / Lien

April 2017

Customer Dispute

March 2000

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Aegis Capital CORP.

April 2020 - Present · 5 yrs 10 mos

Aegis Capital CORP.

March 2020 - Present · 5 yrs 11 mos

Aegis Capital CORP.Broker

March 2020 - Present · 5 yrs 11 mos

Previous Registrations

Tigress Financial Partners LLC

September 2019 - March 2020 · 6 mos

Tigress Financial Partners, LLCBroker

October 2018 - March 2020 · 1 yr 5 mos

Chalice Capital Partners, LLCBroker

June 2018 - October 2018 · 4 mos

Chalice Wealth Advisors

January 2018 - October 2018 · 9 mos

Niagara International Capital LimitedBroker

January 2018 - June 2018 · 5 mos

J.P. Morgan Securities LLCBroker

February 2010 - January 2018 · 7 yrs 11 mos

Morgan Stanley Smith BarneyBroker

June 2009 - March 2010 · 9 mos

Citigroup Global Markets INC.Broker

September 2008 - June 2009 · 9 mos

Morgan Stanley & CO. IncorporatedBroker

April 2007 - September 2008 · 1 yr 5 mos

Morgan Stanley Dw INC.Broker

January 2005 - April 2007 · 2 yrs 3 mos

Citigroup Global Markets INC.Broker

July 1993 - January 2005 · 11 yrs 6 mos

Lehman Brothers INC.Broker

July 1982 - July 1993 · 11 yrs

D. H. Blair Investors CORP.Broker

May 1981 - July 1982 · 1 yr 2 mos

State Registrations7 states

CAFLGAILNJNYPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.