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Ethan Lee Sartain

4 Years of Experience
Broker
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
197,089 clients
Average Client Portfolio
$157K average
Assets Under Management
$30.9B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Edmond, OK

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alight Financial Advisors, LLC
February 2023 - Present · 3 yrs
Alight Financial Solutions, LLC
April 2022 - Present · 3 yrs 10 mos
Alight Financial Solutions, LLCBroker
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
December 2020 - February 2022 · 1 yr 2 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.