MC
MC

Mickey Cargile

44 Years of Experience
Midland, TX
3 DisclosuresSells Insurance

Mickey Cargile is a registered investment advisor at Cargile Investment Management, based in Midland, TX, with 44 years of industry experience. Mickey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 164 clients with $380M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
164 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$383.0M

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$1,500

Cargile Investment Management's annual fee for managing your investments varies from 0.10% to 2.0% of the market value of your portfolio. The fee depends on the complexity of the services and the level of administration requested. The fee is billed quarterly, based on the portfolio balance at the end of the billing period. The fee is negotiable depending on your circumstances.

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Location

415 West Wall Street, Suite 2200, Midland, TX, 79701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Settled
Customer Dispute
March 2003
Award / Judgment
Customer Dispute
June 2002
Denied
Other Business ActivitiesSells Insurance

Mickey is licensed to sell life, health, and disability insurance, as well as fixed annuities, since 1981, dedicating minimal time to this activity. Mickey is also an officer and director of Cargile Charitable Foundation, a non-profit, spending minimal time on this.

Employment History
Current Registrations
Cargile Investment Management
January 2003 - Present · 23 yrs 3 mos
Previous Registrations
Ceros Financial Services, INC.Broker
August 2009 - June 2019 · 9 yrs 10 mos
Rydex Distributors, INC.Broker
December 2003 - August 2009 · 5 yrs 8 mos
Ameritas Investment CORP.Broker
October 2003 - December 2003 · 2 mos
The Advisors Group, INC.
April 2002 - December 2003 · 1 yr 8 mos
The Advisors Group, INC.Broker
January 1997 - October 2003 · 6 yrs 9 mos
Walnut Street Securities, INC.Broker
October 1995 - December 1996 · 1 yr 2 mos
Signal Securities, INC.Broker
July 1991 - October 1995 · 4 yrs 3 mos
Texas Securities, INC.Broker
October 1989 - August 1991 · 1 yr 10 mos
Vautrain Nelson Lefevre, Endsley and Durham, INC.Broker
January 1989 - November 1989 · 10 mos
Source Securities, INC.Broker
January 1985 - January 1989 · 4 yrs
Painewebber IncorporatedBroker
April 1983 - September 1984 · 1 yr 5 mos
Shearson/american Express INC.Broker
May 1981 - April 1983 · 1 yr 11 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mickey Cargile - Financial Advisor | TrueAdvisor