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Seth Hiemstra

4 Years of Experience
Broker

Seth Hiemstra is a registered investment advisor at Swan Global Investments, LLC, based in Portland, MI, with 4 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,969 clients with $2.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
19 advisors
Number of Clients
1,969 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees are negotiable and range from 0.50% to 1.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Portland, MI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Swan Global Investments, LLC
July 2023 - Present · 2 yrs 9 mos
Northern Lights Distributors, LLC
June 2023 - Present · 2 yrs 10 mos
Northern Lights Distributors, LLCBroker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Centennial Securities Company INC
April 2021 - September 2022 · 1 yr 5 mos
Centennial Securities Company, INC.Broker
February 2021 - September 2022 · 1 yr 7 mos
State Registrations3 states
COMINE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.