Brett Anderson is a registered investment advisor, based in Cornelius, NC, with 4 years of industry experience.
Location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett works for The Advisory Group providing administrative and trade support, dedicating full-time hours to this role. Brett is also an independent insurance agent selling life insurance and fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
Alphastar Capital Management
Previous Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
LPL Financial LLCBroker
LPL Financial LLC
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.