AS
CFP
AS
CFP

Austin J Seifert

4 Years of Experience
May Earn Commission
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
248 advisors
Number of Clients
22,917 clients
Average Client Portfolio
$330K average
Assets Under Management
$7.6B

Fee Structure

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Location

16430 N Scottsdale Rd, Suite 150, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Austin uses Thompson Wealth Management as a DBA.

Employment History
Current Registrations
Harbour Investments, INC.
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Beacon Pointe Advisors, LLC
March 2022 - July 2024 · 2 yrs 4 mos
Transform Wealth, LLC
October 2020 - January 2022 · 1 yr 3 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.
Austin J Seifert - Financial Advisor | TrueAdvisor