Brooks Smith is a registered investment advisor, based in Fort Wayne, IN, with 5 years of industry experience.
Location
7230 Engle Rd, Suite 300, Fort Wayne, IN, 46804
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Larson Financial Securities, LLCBroker
February 2025 - Present · 1 yr 2 mos
Larson Financial Group, LLC
July 2024 - Present · 1 yr 9 mos
Previous Registrations
Thrivent Investment Management INC.
January 2021 - May 2024 · 3 yrs 4 mos
Thrivent Investment Management INC.Broker
November 2020 - May 2024 · 3 yrs 6 mos
State Registrations16 states
CACODCFLGAIAILINMINENJOHORTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.