Gerald Wells
Gerald Wells is a registered investment advisor at Alexander Investment Services CO., based in Louisville, KY, with 44 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,250 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.78% |
| $500K - $1.0M | 0.58% |
| $1.0M - $5.0M | 0.38% |
| $5.0M - $7.5M | 0.33% |
| $7.5M - $15.0M | 0.28% |
| $15M+ | 0.23% |
All Investment Advisory Service Agreements are negotiated between the individual Investment Adviser Representative being engaged and their clients subject to the company’s review and approval. In no cases will the maximum fee charged to a client at any level exceed 0.80% (8/10 of 1%).
Fee Estimator
Location
909 Lily Creek Road #101, Louisville, KY, 40243
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald is involved in several business activities, including owning a Papa John's franchise, serving as a director for a holding company that offers health insurance, and holding ownership interests in a golf club. He also dedicates about 60 hours per month to various real estate development and property rental ventures.
Employment History
Current Registrations
Alexander Investment Services CO.
Alexander Investment Services CO.Broker
Previous Registrations
Thomson Mckinnon Securities INC.Broker
State Registrations1 state
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