NT
CFP
NT
CFP

Nicholas David Tupaj

4 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningInsurance PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,583 clients
Average Client Portfolio
$745K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:None
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Location

200 Spring Street, Suite 120, Herndon, VA, 20170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas operates his LPL business under the DBA Northwest Financial Advisors, LLC. He also provides investment advisory services through Northwest Financial Advisors, LLC, spending about a quarter of his time on this. Nicholas dedicates minimal time to NW Insurance Agency and about a quarter of his time to Northwest Financial Group, LLC.

Employment History
Current Registrations
Northwest Financial Group LLCBroker
February 2025 - Present · 1 yr
Northwest Financial Advisors LLC
January 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
May 2021 - Present · 4 yrs 9 mos
State Registrations37 states
AZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMOMSMTNCNHNJNMNYOHORPASCTNTXUTVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.