Nicholas Tupaj is a CFP-designated registered investment advisor, based in Herndon, VA, with 4 years of industry experience.
Location
200 Spring Street, Suite 120, Herndon, VA, 20170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas operates his LPL business under the DBA Northwest Financial Advisors, LLC. He also provides investment advisory services through Northwest Financial Advisors, LLC, spending about a quarter of his time on this. Nicholas dedicates minimal time to NW Insurance Agency and about a quarter of his time to Northwest Financial Group, LLC.
Employment History
Current Registrations
Northwest Financial Group LLCBroker
Northwest Financial Advisors LLC
LPL Financial LLCBroker
State Registrations37 states
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