Dayna Smith is a registered investment advisor at Stratos Wealth Advisors LLC, based in Pepper Pike, OH, with 4 years of industry experience. Dayna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 4,979 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Advisors (SWA) offers investment management through advisor-managed accounts. You'll pay a management fee, plus transaction charges for each trade. There may be some investments, like certain mutual funds, where you won't pay transaction fees. The maximum annual advisory fee is 2.0% of your portfolio. In some cases, SWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management. A minimum account value of $10,000 is required for advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
29525 Chagrin Blvd, Suite 305, Pepper Pike, OH, 44122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dayna is an agent for Ash Brokerage, selling fixed insurance products, annuities, life/health, and LTC insurance since January 2022, dedicating about 10-20% of her time. She is also a Financial Advisor at Spain & Smith Wealth Advisors since April 2024, spending full-time hours in this role.
Employment History
Current Registrations
Stratos Wealth Advisors LLC
Previous Registrations
Cedar Brook Group
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
LPL Financial LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.