Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

A $150 annual minimum management fee will be assessed on all accounts. For account values of less than $7,500, this may equate to be more than the maximum 2% as stated in this Form ADV and the Agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ, 85040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alex provides tax preparation, bookkeeping, and tax consulting services through Cal Financial Services LTD, dedicating minimal time to the business. Alex also volunteers on the Town of Plainville Aviation Commission, spending minimal time reviewing airport maintenance and budget.

Employment History
Current Registrations
Foundations Investment Advisors LLC
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2020 - October 2023 · 3 yrs 1 mo
Cetera Investment Services LLCBroker
September 2020 - October 2023 · 3 yrs 1 mo
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.