Adam Willis

Oppenheimer & CO. INC.

5 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Oppenheimer & CO. INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

1106 advisors

Number of Clients

37,605 clients

Average Client Portfolio

$862K average

Assets Under Management

$32.4B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

5000 Meadows Road, Suite 430, Lake Oswego, OR, 97035

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Oppenheimer & CO. INC.

November 2024 - Present · 1 yr 3 mos

Oppenheimer & CO. INC.Broker

November 2024 - Present · 1 yr 3 mos

Previous Registrations

Wedbush Securities INC.

December 2021 - December 2024 · 3 yrs

Wedbush Securities INC.Broker

September 2020 - December 2024 · 4 yrs 3 mos

State Registrations25 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.