Gregory Williamson is a registered investment advisor at Sunbelt Securities, based in Lexington, KY, with 45 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2365 Harrodsburg Road, Suite B100, Lexington, KY, 40504
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 1993Customer Dispute
March 1990Other Business Activities
Gregory is a Registered Representative/Investment Advisor doing business as LexInvest Wealth Advisors since 2019, spending about half of his time on this. He is also a member of Investment Associates, LLC and LexInvest Limited Liability Company, spending minimal time on each to manage office space and own the LexInvest brand, respectively.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
Previous Registrations
Lexington Investment Company, INC.
Lexington Investment Company, INC.Broker
Prudential-Bache Securities INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.