CM
CM

Casey Patrick Mccarty

5 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
96 advisors
Number of Clients
3,268 clients
Average Client Portfolio
$181K average
Assets Under Management
$591.1M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

4105 Lexington Avenue N., Suite 225, Arden Hills, MN, 55126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Casey works as a compliance officer for Gradient Advisors, LLC, dedicating full-time hours to compliance-related activities. Casey also works as an accountant/CPA for T.A.B.C. Associates, spending about 10-20% of their time on bookkeeping, data entry, and tax reporting.

Employment History
Current Registrations
Gradient Advisors, LLC
May 2024 - Present · 1 yr 9 mos
Gradient Securities, LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Cetera Advisors LLCBroker
August 2023 - March 2024 · 7 mos
Cetera Financial Specialists LLCBroker
August 2023 - March 2024 · 7 mos
Cetera Investment Services LLCBroker
August 2023 - March 2024 · 7 mos
Cetera Investment Advisers LLC
August 2023 - March 2024 · 7 mos
Cetera Advisor Networks LLCBroker
August 2023 - March 2024 · 7 mos
Securian Financial Services, INC.Broker
July 2022 - August 2023 · 1 yr 1 mo
Securian Financial Services, INC.
May 2022 - August 2023 · 1 yr 3 mos
Gradient Advisors, LLC
July 2020 - April 2022 · 1 yr 9 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.