Arvind Saxena
Arvind Saxena is a registered investment advisor at US Capital Global Wealth Management, LLC, based in San Francisco, CA, with 3 years of industry experience. Arvind operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 50 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.80% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.25% |
Financial Planning services are included in the above fees. Different fee structures may be available upon request. US Capital will not enter into a contract that will charge an asset-based fee of more than 3% annually.
Fee Estimator
Location
1 Ferry Building, Suite 201, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
January 2026Criminal
November 2003Other Business ActivitiesSells Insurance
Arvind owns a dormant corporation and rental property, dedicating minimal time to each. He also works as an insurance broker and operates under the DBA name New Genesis Financials & Insurance Solutions Inc. for selling New York Life products and brokering non-registered insurance products, spending a few hours per week on insurance brokering.
Employment History
Current Registrations
US Capital Global Wealth Management, LLC
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.