TrueAdvisor
TrueAdvisor
AS
CFP
AS
CFP

Alan Barry Segal

Steward Partners Investment Advisory, LLC
35 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K

Location

140 E. 45th Street, 36th Floor, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
May 2024 - Present · 1 yr 9 mos
Steward Partners Investment Solutions, LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2004 - June 2024 · 20 yrs 5 mos
Ameriprise Financial Services, LLCBroker
January 2004 - June 2024 · 20 yrs 5 mos
Ids Life Insurance CompanyBroker
January 2004 - July 2006 · 2 yrs 6 mos
Titan/value Equities Group, INC.Broker
September 1985 - April 1994 · 8 yrs 7 mos
Fsc Securities CorporationBroker
August 1984 - September 1985 · 1 yr 1 mo
Marion Bass Securities CorporationBroker
December 1983 - September 1984 · 9 mos
Security First Financial, INC.Broker
January 1981 - January 1984 · 3 yrs
State Registrations18 states
ALAZCACODEILKYMAMDMONCOKPASCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.