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Adam James Dake

5 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningTax PlanningDivorce PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2725 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

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Location

500 Plum St Ste 301, 301, Syracuse, NY, 13204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a part-time volleyball coach in Rochester, NY, since November 2024. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 3 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Prudential Financial Planning Services
December 2021 - November 2024 · 2 yrs 11 mos
Pruco Securities, LLC.Broker
August 2020 - November 2024 · 4 yrs 3 mos
State Registrations11 states
AZCAFLMAMDMENYPASDTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam James Dake - Financial Advisor | TrueAdvisor