Brennan M Henry

Pgim Investments LLC

1 Year of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Pgim Investments LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

76 advisors

Number of Clients

45 clients

Average Client Portfolio

$7.2B average

Assets Under Management

$322.1B

Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Prudential Investment Management Services LLCBroker

July 2025 - Present · 7 mos

Pgim Investments LLC

July 2025 - Present · 7 mos

Prudential Investment Management Services LLC

July 2025 - Present · 7 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

November 2024 - July 2025 · 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

April 2024 - July 2025 · 1 yr 3 mos

State Registrations30 states

ARAZCACOCTFLIAIDILINKSMAMDMIMNMTNENJNMNVOKORSDTNTXUTVAWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.