Nicholas Ventura
Nicholas Ventura is a registered investment advisor at Ventura Wealth Management, based in Yardley, PA, with 45 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 531 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable for assets over $5 million.
Fee Estimator
Location
820 Township Line Road, Suite 100, Yardley, PA, 19067
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 1999Other Business Activities
Nicholas is a registered representative of an unaffiliated broker-dealer, Ventura Wealth Management, complementing his advisory business. He also serves as a board member/treasurer for Childrens Homes Society of NJ and PEI Kids Lawrenceville, both non-profits for child welfare, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Ventura Wealth Management
Previous Registrations
Osaic Wealth, INC.Broker
American Portfolios Financial Services, INC.Broker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Captrust Financial Advisors
Captrust Financial Advisors, LLCBroker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.