Brian Hosan is a registered investment advisor at Silver Oak Securities, INC., based in Schroon Lake, NY, with 5 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
Schroon Lake, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is a Director at Harbor Media Group, providing media production services, dedicating about a quarter of his time. He is also a partner in Ledgerock Advisors, LLC, an investment advisory DBA, though it is not currently in use, and a board member of the Schroon Lake Chamber of Commerce, spending minimal time on this.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations4 states
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