RR
RR

Richard Jay Rice

43 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$83.5M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $20.0M0.50%
$20M+0.40%

Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Skokie, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is involved in several business activities, including managing an investment fund through RAM VC Management, advising eFinery Energy LLC, co-founding The Financial Professionals Coalition, and serving on the Executive Board of 11.2 Ventures, LLC. These activities require minimal time commitment, ranging from a few hours per week to minimal time per month.

Employment History
Current Registrations
March Capital CORP.
October 1997 - Present · 28 yrs 4 mos
March Capital CORP.
August 1991 - Present · 34 yrs 6 mos
March Capital CORP.Broker
August 1991 - Present · 34 yrs 6 mos
Previous Registrations
Rodman & Renshaw INC.Broker
October 1990 - December 1990 · 2 mos
Cedar Hill Financial Services, INC.Broker
February 1988 - May 1990 · 2 yrs 3 mos
Rodman & Renshaw INC.Broker
March 1981 - December 1987 · 6 yrs 9 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.