Richard Rice is a registered investment advisor at March Capital CORP., based in Skokie, IL, with 43 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Fees are generally negotiable.
Fee Estimator
Location
Skokie, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is involved in several business activities, including managing an investment fund through RAM VC Management, advising eFinery Energy LLC, co-founding The Financial Professionals Coalition, and serving on the Executive Board of 11.2 Ventures, LLC. These activities require minimal time commitment, ranging from a few hours per week to minimal time per month.
Employment History
Current Registrations
March Capital CORP.
March Capital CORP.Broker
March Capital CORP.
Previous Registrations
Rodman & Renshaw INC.Broker
Cedar Hill Financial Services, INC.Broker
Rodman & Renshaw INC.Broker
State Registrations17 states
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