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Bert Harvey Goldberg

44 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$322K average
Assets Under Management
$461.5M

Fee Structure

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Location

Chandler, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bert is a self-employed independent insurance agent since 1972, selling life, disability, health insurance, and fixed annuities. He dedicates about 10-20% of his time to this business, including 10 hours per month during securities trading hours.

Employment History
Current Registrations
Lifemark Securities CORP.
April 2024 - Present · 1 yr 10 mos
Lifemark Securities CORP.Broker
January 2007 - Present · 19 yrs 1 mo
Previous Registrations
Brookstone Securities, INC.Broker
January 2007 - January 2007 · 0 mos
Aig Financial Advisors, INC.Broker
October 2005 - January 2007 · 1 yr 3 mos
Sunamerica Securities, INC.Broker
January 2004 - October 2005 · 1 yr 9 mos
Veravest Investments, INC.Broker
May 2002 - December 2003 · 1 yr 7 mos
Veravest Investment Advisors, INC.
February 1995 - December 2003 · 8 yrs 10 mos
Allmerica Investments, INC.Broker
March 1981 - May 2002 · 21 yrs 2 mos
State Registrations4 states
AZCAMATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bert Harvey Goldberg - Financial Advisor | TrueAdvisor