Brian Spencer is a registered investment advisor at Corecap Advisors, based in Cornelius, NC, with 5 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 9,157 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CoreCap Advisors manages investments for a fee ranging from 0.5% to 3.00% of the value of your portfolio annually. The fee is calculated based on the value of your account and is typically billed in advance, either monthly or quarterly. For certain accounts with sub-advisors, fees are billed monthly in arrears. If you invest in Exchange Traded Funds or mutual funds, you will also pay the fees and expenses charged by those funds.
Location
19109 W. Catawba Ave, Suite 213, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a Director of Credit, Board Member, and President at Furniture Manufacturers Credit Association dba Hooker Furniture Company, dedicating about a quarter of his time. He is also an Associate Marketing Director at Capital Choice Financial Services, selling life insurance and annuities for about 10-20% of his time, and a Dave Ramsey Preferred Coach at Aloft Financial, spending a few hours per week on financial coaching.
Employment History
Current Registrations
Corecap Advisors
Corecap Investments, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.