Mark Brooks is a registered investment advisor at Convergence Financial, based in Columbia, MO, with 1 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,222 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Convergence Financial charges an annual fee based on a percentage of the value of your investments. This fee covers ongoing analysis, consultations, portfolio construction, trading, rebalancing, account monitoring, market updates, and other communications. The fee is negotiable and typically does not exceed 1.5% annually. Some accounts may have additional platform fees.
Location
3919 S. Providence Road, Columbia, MO, 65203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the owner of Unleash Consulting, LLC, providing management consulting and coaching services since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Convergence Financial
State Registrations1 state
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