Derek Farley is a CFP-designated registered investment advisor, based in Orem, UT, with 5 years of industry experience.
Location
462 E 800 N, Orem, UT, 84097
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek is a part-owner, content creator, and editor for StockMotion, LLC, an educational app company. He spends a few hours per week on this activity, which is not investment-related.
Employment History
Current Registrations
Dfpg Investments, LLCBroker
March 2024 - Present · 2 yrs 1 mo
Dfpg Investments, LLC
March 2024 - Present · 2 yrs 1 mo
Diversify Wealth Management, LLC
March 2024 - Present · 2 yrs 1 mo
Previous Registrations
Diversify Wealth Management LLC
September 2022 - July 2024 · 1 yr 10 mos
Blue Barn Wealth
March 2020 - December 2022 · 2 yrs 9 mos
State Registrations3 states
CATXUT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.