AH
AH

Alexandra Hathaway

5 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
243 advisors
Number of Clients
21,683 clients
Average Client Portfolio
$720K average
Assets Under Management
$15.6B

Fee Structure

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Location

111 Center Street, Little Rock, AR, 72201-3507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens
April 2022 - Present · 3 yrs 10 mos
StephensBroker
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2021 - April 2022 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2020 - April 2022 · 1 yr 4 mos
State Registrations2 states
ARTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.