Juan Costes is a registered investment advisor, based in Miami, FL, with 4 years of industry experience.
Location
1001 Brickell Bay Drive, Suite 1900, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vectorglobal WmgBroker
January 2023 - Present · 3 yrs 3 mos
Vectorglobal Iag, INC.
January 2023 - Present · 3 yrs 3 mos
Vectorglobal Wmg
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2021 - February 2023 · 1 yr 7 mos
UBS Financial Services INC.
July 2021 - February 2023 · 1 yr 7 mos
State Registrations3 states
CAFLTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.