Akhil Rajiv Iyengar

Moors & Cabot, INC

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Moors & Cabot, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

69 advisors

Number of Clients

4,509 clients

Average Client Portfolio

$686K average

Assets Under Management

$3.1B

Fee Structure

Minimum Investment:$50K

Location

999 Vanderbilt Beach Road, Suite 102, Naples, FL, 34108

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Moors & Cabot, INC

January 2024 - Present · 2 yrs 1 mo

Moors & Cabot, INC.

January 2024 - Present · 2 yrs 1 mo

Moors & Cabot, INC.Broker

January 2024 - Present · 2 yrs 1 mo

Previous Registrations

The Ayco Company, L.P.

November 2023 - November 2023 · 0 mos

United Capital Financial Advisors

February 2023 - November 2023 · 9 mos

Goldman Sachs & CO. LLCBroker

November 2022 - November 2023 · 1 yr

State Registrations21 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.