Joan Block is a registered investment advisor at Castle Rock Wealth Management, LLC, based in Kellogg,, ID, with 45 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,040 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Castle Rock Wealth Management offers Comprehensive Portfolio Management where the maximum annual fee is 1.65%. The fee is either billed monthly or quarterly in advance based on the value of your account. Fees are negotiable and debited from client accounts. If using a third-party manager, you'll pay their fees in addition to Castle Rock's fee.
Location
Kellogg,, ID
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joan owns rental real estate as a passive investment, dedicating minimal time. She also works as an investment advisory representative for Castle Rock Wealth Management LLC, working full-time.
Employment History
Current Registrations
Castle Rock Wealth Management, LLC
Previous Registrations
Private Client Services, LLCBroker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
First Affiliated Securities, INC.Broker
Painewebber IncorporatedBroker
Sutro & CO. IncorporatedBroker
Addison Securities, INC.Broker
Arlington Interurban Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.