AS
ChFC
AS
ChFC

Alexander Schutz

5 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
130 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$221.4M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5M+0.70%

Custom fee schedule for portfolios greater than $10 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

6135 Park South Drive, Suite 510, Charlotte, NC, 28210

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Alexander is an assistant at WMS Advisors, LLC, an RIA, and does administrative work for Williams Associates, a CPA firm. He is also a life insurance producer, spending minimal time selling insurance.

Employment History
Current Registrations
Purshe Kaplan Sterling Investments
January 2025 - Present · 1 yr 1 mo
Purshe Kaplan Sterling InvestmentsBroker
January 2025 - Present · 1 yr 1 mo
Wms Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Grove Point Advisors, LLC
April 2021 - December 2021 · 8 mos
H. Beck, INC.
January 2021 - April 2021 · 3 mos
Grove Point Investments, LLCBroker
August 2020 - December 2024 · 4 yrs 4 mos
State Registrations1 state
MD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.