Caleb Dean Thomas

Oneascent Financial Services LLC

5 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingCharitable Giving

Oneascent Financial Services LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

70 advisors

Number of Clients

4,188 clients

Average Client Portfolio

$623K average

Assets Under Management

$2.6B

Fee Structure

Location

181 North Virginia Street, Unit A, Crystal Lake, IL, 60039

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History

Regulatory History (1)

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Employment Separation After Allegations

November 2022

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Other Business Activities

Caleb works as an advisor assistant for One Ascent Financial Services and as an investment adviser representative for Purshe Kaplan Sterling Investments. Both roles are investment-related and take about half of Caleb's time.

Employment History

Current Registrations

Oneascent Financial Services LLC

February 2024 - Present · 2 yrs

Purshe Kaplan Sterling InvestmentsBroker

May 2023 - Present · 2 yrs 9 mos

Previous Registrations

J.P. Morgan Securities LLCBroker

February 2020 - November 2022 · 2 yrs 9 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.