David Perez
David Perez is a registered investment advisor at Sageguard Financial Group, LLC, based in Goodlettsville, TN, with 6 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,469 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.80% |
| $250K - $750K | 1.60% |
| $750K - $1.0M | 1.40% |
| $1M+ | 1.20% |
Fees are negotiable depending on client needs and complexity. There is also a $35 annual technology and administrative fee.
Fee Estimator
Location
3066 Business Park Circle, Goodlettsville, TN, 37072
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the owner and founder of Union Financial Services, LLC, where he consults with clients about annuities and life insurance, dedicating full-time hours to this activity. He also facilitates the presentation and recommendation of insurance-based planning solutions through the same company, spending minimal time during trading hours and about 10-20% of his time outside trading hours.
Employment History
Current Registrations
Sageguard Financial Group, LLC
Previous Registrations
Alphastar Capital Management, LLC
Sageguard Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.