James Rainwater
James Rainwater is a registered investment advisor at Bangerter Financial Services, INC., based in Baltimore, MD, with 6 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 320 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable based on various criteria.
Fee Estimator
Location
2700 Lighthouse Point E, Suite 501, Baltimore, MD, 21224
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including investment management services, insurance sales through Concorde Insurance Agency and CIRA, and serving as an IAR for Bangerter Financial. He also owns James Rainwater CPA LLC and Rainwater Planning LLC, and works as an independent insurance agent, dedicating minimal time to each outside of his CPA firm which takes a full-time commitment.
Employment History
Current Registrations
Bangerter Financial Services, INC.
Previous Registrations
Concorde Investment Services, LLCBroker
Concorde Asset Management, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.