Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
58 advisors
Number of Clients
734 clients
Average Client Portfolio
$4.6M average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.80%
$10.0M - $20.0M0.60%
$20M+0.50%

Fees are negotiable for amounts greater than $20,000,000. The fee schedule is different for portfolios managed consisting solely of various fixed income strategies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chad works as a Client Service Associate at Texas Capital Bank since May 2023. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
Tcbi Securities, INC.Broker
June 2023 - Present · 2 yrs 8 mos
Texas Capital Bank Private Wealth Advisors
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
July 2022 - May 2023 · 10 mos
Citigroup Global Markets INC.Broker
July 2022 - May 2023 · 10 mos
Fidelity Personal and Workplace Advisors
June 2021 - May 2022 · 11 mos
Fidelity Brokerage Services LLCBroker
June 2021 - May 2022 · 11 mos
Edward Jones
June 2020 - January 2021 · 7 mos
Edward JonesBroker
February 2020 - January 2021 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.