Amy Catherine Woods

Bok Financial Advisors

5 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Bok Financial Advisors

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

137 advisors

Number of Clients

3,179 clients

Average Client Portfolio

$263K average

Assets Under Management

$835.6M

Fee Structure

Minimum Investment:$1K

Location

One Williams Center, Tulsa, OK, 74172

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Bok Financial Securities, INC.Broker

April 2022 - Present · 3 yrs 10 mos

Bok Financial Advisors

April 2022 - Present · 3 yrs 10 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2022 - April 2022 · 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 2022 - April 2022 · 3 mos

Equitable Advisors, LLCBroker

September 2020 - December 2021 · 1 yr 3 mos

Edward JonesBroker

May 2020 - August 2020 · 3 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.