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Bernardo Fidel Lozano

New York Life Investment Management LLC
32 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
New York Life Investment Management LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLC
May 2025 - Present · 9 mos
Nylife Distributors LLCBroker
May 2025 - Present · 9 mos
New York Life Investment Management LLC
April 2025 - Present · 10 mos
Previous Registrations
Affiliated Capital
October 2024 - November 2024 · 1 mo
Standard Rules, LLC
July 2024 - August 2024 · 1 mo
Activa Capital
February 2024 - November 2024 · 9 mos
Participant Capital
October 2019 - October 2022 · 3 yrs
Orchard Securities, LLCBroker
September 2019 - May 2020 · 8 mos
Thrivent Investment Management INC.
June 2019 - August 2019 · 2 mos
Thrivent Investment Management INC.Broker
January 2019 - August 2019 · 7 mos
Ivy Distributors, INC.Broker
June 2014 - November 2016 · 2 yrs 5 mos
Waddell & ReedBroker
June 2014 - November 2016 · 2 yrs 5 mos
Emg Capital LLCBroker
February 2013 - June 2014 · 1 yr 4 mos
Activa Capital Markets, INC.Broker
May 2011 - May 2012 · 1 yr
Sun Life Financial Distributors, INC.Broker
February 2008 - October 2010 · 2 yrs 8 mos
Wachovia Securities, LLCBroker
May 2006 - December 2007 · 1 yr 7 mos
Mfs Fund Distributors, INC.Broker
August 1995 - May 2005 · 9 yrs 9 mos
Citizens and Southern Securities CorporationBroker
January 1987 - February 1990 · 3 yrs 1 mo
Amerifirst Securities CorporationBroker
May 1986 - March 1987 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1984 - February 1986 · 1 yr 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1983 - December 1984 · 1 yr 6 mos
Global Investor Securities, INC.Broker
March 1983 - September 1983 · 6 mos
John Hancock Distributors, INC.Broker
December 1980 - May 1983 · 2 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1980 - May 1983 · 2 yrs 5 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bernardo Fidel Lozano - Financial Advisor | TrueAdvisor