Bernardo Lozano is a registered investment advisor, based in New York, NY, with 33 years of industry experience.
Location
51 Madison Avenue, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Distributors LLC
May 2025 - Present · 11 mos
Nylife Distributors LLCBroker
May 2025 - Present · 11 mos
New York Life Investment Management LLC
April 2025 - Present · 1 yr
Previous Registrations
Affiliated Capital
October 2024 - November 2024 · 1 mo
Standard Rules, LLC
July 2024 - August 2024 · 1 mo
Activa Capital
February 2024 - November 2024 · 9 mos
Participant Capital
October 2019 - October 2022 · 3 yrs
Orchard Securities, LLCBroker
September 2019 - May 2020 · 8 mos
Thrivent Investment Management INC.
June 2019 - August 2019 · 2 mos
Thrivent Investment Management INC.Broker
January 2019 - August 2019 · 7 mos
Ivy Distributors, INC.Broker
June 2014 - November 2016 · 2 yrs 5 mos
Waddell & ReedBroker
June 2014 - November 2016 · 2 yrs 5 mos
Emg Capital LLCBroker
February 2013 - June 2014 · 1 yr 4 mos
Activa Capital Markets, INC.Broker
May 2011 - May 2012 · 1 yr
Sun Life Financial Distributors, INC.Broker
February 2008 - October 2010 · 2 yrs 8 mos
Wachovia Securities, LLCBroker
May 2006 - December 2007 · 1 yr 7 mos
Mfs Fund Distributors, INC.Broker
August 1995 - May 2005 · 9 yrs 9 mos
Citizens and Southern Securities CorporationBroker
January 1987 - February 1990 · 3 yrs 1 mo
Amerifirst Securities CorporationBroker
May 1986 - March 1987 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1984 - February 1986 · 1 yr 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1983 - December 1984 · 1 yr 6 mos
Global Investor Securities, INC.Broker
March 1983 - September 1983 · 6 mos
John Hancock Distributors, INC.Broker
December 1980 - May 1983 · 2 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1980 - May 1983 · 2 yrs 5 mos
State Registrations3 states
FLNYPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.