RG
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Richard Gardner

6 Years of Experience
Knoxville, TN
Broker

Richard Gardner is a registered investment advisor at Tvamp, LLC, based in Knoxville, TN, with 6 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,612 clients with $1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2,612 clients
Average Client Portfolio
$383K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $300K1.75%
$300K - $750K1.50%
$750K - $1.5M1.25%
$1.5M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6025 Brookvale Lane, Suite 160, Knoxville, TN, 37919

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard provides investment advisory services through Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm, since May 2023. This takes nearly all of Richard's time.

Employment History
Current Registrations
Tvamp, LLC
May 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
May 2023 - Present · 2 yrs 11 mos
Previous Registrations
Edward Jones
December 2019 - May 2023 · 3 yrs 5 mos
Edward JonesBroker
November 2019 - May 2023 · 3 yrs 6 mos
State Registrations3 states
GANCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Gardner - Financial Advisor | TrueAdvisor