CM
CM

Carlos Frederico Coutinho Maia

5 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
137 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$50K
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Location

8770 W Bryn Mawr Ave Unit 1300, Chicago, IL, 60631-3557

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Navy Federal Investment Services, LLC
October 2025 - Present · 4 mos
Navy Federal Investment Services, LLCBroker
October 2025 - Present · 4 mos
Navy Federal Investment Services, LLC
October 2025 - Present · 4 mos
Previous Registrations
Allstate Financial Services, LLCBroker
June 2023 - October 2025 · 2 yrs 4 mos
Allstate Financial Advisors, LLC
June 2023 - October 2025 · 2 yrs 4 mos
J.P. Morgan Securities LLC
August 2022 - May 2023 · 9 mos
J.P. Morgan Securities LLCBroker
August 2022 - May 2023 · 9 mos
Equitable Advisors, LLC
November 2021 - August 2022 · 9 mos
Equitable Advisors, LLCBroker
September 2021 - August 2022 · 11 mos
Prudential Financial Planning Services
December 2020 - September 2021 · 9 mos
Pruco Securities, LLC.Broker
December 2020 - September 2021 · 9 mos
Edward Jones
February 2020 - September 2020 · 7 mos
Edward JonesBroker
January 2020 - September 2020 · 8 mos
State Registrations2 states
ILVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.