David Anthony Dutton

United Brokerage Services INC

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

United Brokerage Services INC

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

1,904 clients

Average Client Portfolio

$204K average

Assets Under Management

$389.1M

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

301 East Arlington Bvld., Greenville, NC, 27858

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

United Brokerage Services INC

April 2023 - Present · 2 yrs 10 mos

United Brokerage Services, INCBroker

April 2023 - Present · 2 yrs 10 mos

Previous Registrations

Equitable Advisors, LLC

August 2019 - February 2023 · 3 yrs 6 mos

Equitable Advisors, LLCBroker

August 2019 - February 2023 · 3 yrs 6 mos

State Registrations2 states

NCSC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.