AF
AF

Alberto Favalli-Ragusini

6 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
1499 advisors
Number of Clients
72,807 clients
Average Client Portfolio
$472K average
Assets Under Management
$34.3B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $150K1.15%
$150K - $300K1.00%
$300K - $750K0.85%
$750K - $1.0M0.75%
$1.0M - $1.5M0.70%
$1.5M - $3.0M0.65%
$3.0M - $4.0M0.60%
$4.0M - $5.0M0.50%
$5M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

730 Third Avenue, Nyc Hub, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2024 - Present · 1 yr 8 mos
Advice and Planning Services
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Foreside Fund Services, LLCBroker
June 2022 - December 2023 · 1 yr 6 mos
Fiera Capital INC.
March 2022 - June 2024 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2019 - January 2022 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - January 2022 · 2 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberto Favalli-ragusini - Financial Advisor | TrueAdvisor