RP
RP
Richard Petrell
26 Years of Experience
1 Disclosure
Richard Petrell is a registered investment advisor at R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors, based in Dewitt, NY, with 26 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 291 clients with $160M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
291 clients
Average Client Portfolio
$547K average
Assets Under Management
$159.1M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.65% |
| $500K - $750K | 1.50% |
| $750K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.85% |
Fees above $3,000,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5784 Widewaters Parkway, First Floor, Dewitt, NY, 13214
Get directionsHistory
Regulatory History (1)
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Regulatory
April 2008Final
Employment History
Current Registrations
R.S. Petrell & Associates, LLC D/b/a Strategic Wealth Advisors
November 2025 - Present · 5 mos
Previous Registrations
Leigh Baldwin & CO., LLCBroker
January 2007 - April 2008 · 1 yr 3 mos
Sentinel Financial Services CompanyBroker
January 2006 - January 2007 · 1 yr
Wm Funds Distributor, INC.Broker
January 2005 - November 2005 · 10 mos
Metlife Investors Distribution CompanyBroker
December 2004 - January 2005 · 1 mo
Metlife Investors Distribution CompanyBroker
April 2003 - December 2004 · 1 yr 8 mos
Alliancebernstein Investment Research and Management, INC.Broker
May 2002 - April 2003 · 11 mos
Stephens INC.Broker
February 2002 - April 2002 · 2 mos
Davis Distributors, LLCBroker
July 1998 - December 2001 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 1998 - May 1998 · 4 mos
Providian Securities CorporationBroker
February 1997 - July 1997 · 5 mos
Franklin/templeton Distributors, INC.Broker
September 1986 - January 1997 · 10 yrs 4 mos
Shearson Lehman Brothers INC.Broker
January 1984 - April 1986 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
September 1980 - January 1984 · 3 yrs 4 mos
State Registrations2 states
FLNY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.