Caribel Colon
Caribel Colon is a registered investment advisor at Perennial Financial Services, based in Astoria, NY, with 6 years of industry experience. Caribel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,899 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Perennial Investment Advisors manages investments through LPL Financial or Fidelity. The maximum annual fee is 2.00% of the account value, billed quarterly in advance. Fees are negotiable. The firm also utilizes SEI programs and Envestnet programs, with fees up to 2.00% of assets. For held away accounts, the advisory fee is deducted from another client account or invoiced directly to the client.
Location
Astoria, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caribel operates Financial Integrity Resource Management Services as a DBA for her LPL business. She also works for Aetna, spending minimal time, and provides investment advisory services through Perennial Investment Advisors, LLC, dedicating nearly full-time hours.
Employment History
Current Registrations
Perennial Financial Services
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.