AB
AB

Adam Michael Bouley

5 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K
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Location

1551 Boston Post Road, 2nd Floor, Westbrook, CT, 06498

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
September 2024 - Present · 1 yr 5 mos
Janney Montgomery Scott LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Empower Financial Services, INC.Broker
March 2022 - May 2023 · 1 yr 2 mos
Voya Financial Advisors, INC.Broker
May 2020 - March 2022 · 1 yr 10 mos
First Citizens Investor Services, INC.Broker
September 2019 - May 2020 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.