AS
CFP · ChFC
AS
CFP · ChFC

Anne Elizabeth Schutt

6 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningCharitable GivingInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
10,329 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$500
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.30%
$1.0M - $5.0M1.05%
$5.0M - $10.0M0.85%
$10M+0.55%

Fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

235 Everett St, East Peoria, IL, 61611

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anne is the 2nd Vice President of Membership at the Peoria Women's Club, dedicating a few hours per week outside market hours. She also works as a writer for Construction Beauty Magazine, spending minimal time per month on this activity.

Employment History
Current Registrations
Midwestern Securities Trading Co.,llc
January 2024 - Present · 2 yrs 1 mo
Midwestern Securities Trading Company, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2019 - January 2024 · 4 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
August 2019 - January 2024 · 4 yrs 5 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.